Tom Massey
20+ Years | Regulatory Compliance | Financial Crimes | Management | CAMS Certified
- Role
- VP, Lead Financial Crimes Officer at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Tom Massey
Professional with twenty-two years of experience in the financial industry. Advanced knowledge of Bank Secrecy Act and Anti-Money Laundering regulations; FDIC and CFPB credit regulations; and FINRA, MSRB, SEC, and State securities regulations.Member, Association of Certified Anti-Money Laundering SpecialistsHolder, CAMS CertificationCompleted ABA National Compliance SchoolMember, Institute of Internal AuditorsHolder, NASAA Uniform State Securities Law (FINRA Series 63)LOMA Fellow of the Financial Services Institute, Level 1.Specialize in Anti-Money Laundering program development, management, and auditing; financial services, securities, credit compliance, and regulatory audits; and risk management / process analysis within banks, broker dealers, asset managers, insurance companies, trust companies, and e-commerce companies.
Experience
VP, Lead Financial Crimes Officer
Apr 2024 — Present · Charlotte, NC, US
Education
University of Minnesota
Bachelor's Degree, Economics, Rhetoric, Marketing
1999 — 2003
The College of St. Scholastica
Master's Degree, Management
2010 — 2015
Skills
- Anti Money Laundering
- Compliance
- Analytical Skills
- Internal Audit
- Internal Controls
- Economics
- Trading Operations
- Marketing
- Qualified Retirement Plans
- Rhetoric
- Derivative Operations
- Financial Analysis
- Accounting
- Financial Services
- Securities
- Finance
- Leadership
- Management
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