Tom Bruno
Vice President, Regional Support Director at Truist Investment Services, Inc., Truist Wealth
- Role
- Vice President, Regional Support Director, Truist Investment Services, Inc at Truist Wealth
- Location
- Charlottesville, VA, US
- LinkedIn followers
- 500 followers
About Tom Bruno
Innovative and collaborative professional with an acumen for operational risk in the financial services field, as well as a solid background in relationship management and wealth management operations. Able to implement risk programs to establish an effective and efficient internal control environment.WHAT I BRING:Progressive growth in risk mitigation, regulatory compliance, and fraud prevention with expertise in wealth management risk, operations, and AML, as well as risk program design and implementation.MY HIGHLIGHTS:• Able to quickly identify operational risks and partner across all levels of an organization to execute on key objectives.• Skilled at leading through change and elevating knowledge of colleagues on matters of evolving risk via thorough and consistent communication • A persuasive communicator with the ability to simplify and deliver complex information to all involved stakeholders• FINRA Series 7, 9, 10 | ACAMS Certified Anti-Money Laundering SpecialistCORE COMPETENCIES: Risk Assessment | Regulatory Compliance | Remediation Implementation | Issue Management | Cross Functional Collaboration | Stakeholder Communication | Risk Program Management | Team Leadership | Employee Development | Risk Management Policies and Procedures | Fraud Lifecycle | Strategic Planning | KYC | CDD | EDD I am always looking to connect with like-minded people. Feel free to reach out on LinkedIn.I look forward to connecting with you!
Experience
Vice President, Regional Support Director, Truist Investment Services, Inc
Jul 2024 — Present · Charlottesville, VA, US
Due to industry regulations, I am unable to accept recommendations and endorsements. TIS will not accept purchase or sale orders via LinkedIn or its messaging system. Truist Investment Services, Inc, member FINRA/SIPC, is a wholly owned non-bank subsidiary of Truist Financial Corporation. Securities and insurance products or annuities sold, offered or recommended by Truist Investment Services are not a deposit, not FDIC insured, not guaranteed by a bank, not insured by any federal government agency and may lose value. Not all products and services are available in all states and financial advisors for Truist Investment Services may only conduct business in states and jurisdictions where they are properly registered. Therefore, a response for information may be delayed. Investors outside of the United States are subject to additional securities and tax regulations within their applicable jurisdictions that are not addressed on this site. For more information please contact your financial advisor. For additional important disclosures, please visit:
Education
University of Florida - Warrington College of Business
Bachelor's
Skills
- Series 7
- Series 63
- Series 9/10
- Iras
- Retail Brokerage
- Relationship Management
- Account Management
- Employee Engagement
- Development of Employees
- Customer Service
- Sales
- Cold Calling
- Marketing
- Employee Learning & Development
- Qualified Retirement Plans
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