Thomas Sanford

Principal @Sanford Law Office

Mergers & Acquisitions: negotiation, drafting and closing stock and asset purchase agreements. • Private placements: preparation of offering memorandum and Reg D filings. • Corporate formation: negotiation and drafting of limited liability company operating agreements, limited partnership agreements and shareholder agreements, stock warrants. • General corporate: letters of intent, non-disclosure agreements, due diligence review, loan agreements, licensing agreements, employment agreements, commercial leases. • Represented clean energy company in structured financing involving equity, secured and royalty components using a convertible note structure. • Represented purchaser in spin-off of division of large apparel company. • Represented purchaser in acquisition of boutique maternity wear apparel company, including LLC formation documents and Reg D offering and asset purchase agreement. • Represented hedge fund managers in review of employment agreements and related LP documentation. • Represented investment group in acquisition of a nationally known specialty retailer out of bankruptcy. • Represented licensors in negotiation of numerous licensing agreements in apparel and specialty retail. • Prepared all SEC filings for development stage clean energy company (10-Q, 10-K, 8-K, proxy, Section 16 and registration statements (S-1 and S-3)). • Advised senior management and board members on all public filings for OTC-QB reporting company and engaged in comment letter process and request for confidential treatment requests. • Review and comment on material contracts and investment agreements.