Theresa Ochs
Director, Ria Compliance @Ameritas
Signup · Get unlimited contacts
WORK HISTORY
Director, Ria Compliance @Ameritas
Lincoln, NE, US
EDUCATION
University of Nebraska-Lincoln
Biology
Bellevue University
BS, Management
ABOUT THERESA OCHS
Experienced Compliance Officer with more than 10 years experience acting as a Chief Compliance Officer. Strong professional skilled in building compliance programs for broker dealers and investment advisers, understanding complex business models, and managing risk through regulatory change. An employee of Ameritas which offers securities through its affiliated broker/dealer, Ameritas Investment Company, LLC, Member FINRA/SIPC and advisory services through its affiliated RIA, Ameritas Advisory Services, LLC. Please visit ameritas.com/investments/disclosures for Ameritas social media policies.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.