Thelma T.
Negative News Aml Edd Analyst @Morgan Stanley
Signup · Get unlimited contacts
WORK HISTORY
Negative News Aml Edd Analyst @Morgan Stanley
Bethesda, MD, US
Support to Wealth Management BSA/AML, Know Your Client, and Enhanced Due Diligence (EDD) processes for the First Line Wealth Management Risk team. Collaborate with other business units, including Financial Advisors and Branch Risk Officers, to ensure seamless client onboarding and due diligence processes, ensuring a positive client experience. Coordinate Wealth Management\'s Periodic Review process, ensuring up-to-date knowledge of the client base and promptly addressing any material changes to client information. Coordinate with the Second Line of Defense Wealth Management AML Compliance teams to proactively monitor client relationships on an ongoing basis. Actively identify, measure, control, and remediate AML Risk issues with partners in WM AML Compliance and the Business Unit. Collaborated on periodic reviews, contributing to enhanced compliance and risk mitigation.
EDUCATION
University of Bamenda
Bachelor's degree, Business Administration
ABOUT THELMA T.
As an experienced AML analyst, I am skilled in conducting thorough investigations and risk assessments to identify potential money laundering or terrorist financing activities. With a strong background in financial services, I have developed an in-depth understanding of regulatory requirements and industry best practices for AML compliance.My expertise includes analyzing transactional data, conducting client due diligence, and monitoring suspicious activity in accordance with applicable laws and regulations. I am proficient in utilizing AML software and other technological tools to enhance the efficiency and effectiveness of my investigations.In addition, I possess excellent communication and collaboration skills, which enable me to work closely with internal and external stakeholders, including law enforcement agencies and regulators, to ensure timely and accurate reporting of suspicious activities. I am dedicated to maintaining the highest standards of professionalism and integrity in all aspects of my work, and I am committed to ongoing professional development to stay abreast of emerging trends and best practices in AML compliance. My professional interests include Fraud, Negative News, Compliance, KYC, AML, Risk and EDD Analysis.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.