Tom MacLennan

Experience

1. Wealth Advisor, Financial Planner, Partner

   Wms Advisors, Llc

   Nov 2010 — Present

   Manage existing clients and source new business. • Develop and lead firm strategy. • Lead compliance and regulatory efforts of WMS Advisors, LLC, an SEC registered Investment Advisor (RIA) • Create, implement and manage investment plans and portfolios for our clients • Research and analyze bonds, equities, mutual funds, exchange-traded funds, and direct participation programs. • Initiate and lead special projects. • Create risk management policies and procedures. • Develop comprehensive financial plans for clients. • Prepare and conduct meetings with current and potential clients. • Monitor economy, markets, and world events as it relates to portfolio allocation and rebalancing. Tom MacLenann t••••••••@wmsadvisors.com (o) 30••••••04 Charlotte, NC Office 6135 Park South Drive, Suite 510 Charlotte, NC 28210 Rockville, MD Office 11300 Rockville Pike, Suite 800 Rockville, MD 20852 Securities offered through Grove Point Investments, LLC, member FINRA/SIPC. Investment Advisory Services offered through Grove Point Advisors, LLC and WMS Advisors. Grove Point Investments, LLC & Grove Point Advisors LLC are subsidiaries of Grove Point Financial, LLC. WMS Advisors, LLC is not affiliated with Grove Point Financial, LLC or its subsidiaries. Securities and Investment Advisory Services offered at 11300 Rockville Pike Suite 800, Rockville MD 20852. Investment Advisory Services through WMS Advisors, LLC also offered at 6135 Park South Drive, Suite 510, Charlotte NC 28210. Form CRS Link: https://bit.ly/GPF-Disclosures

Skills

• Series 63
• Certified Financial Planner
• Customer Service
• Investments
• Financial Analysis
• Series 24
• Strategic Financial Planning
• Microsoft Excel
• Real Estate
• Powerpoint
• Microsoft Word
• Due Diligence
• Series 7
• Microsoft Office