Ted Buckwalter
AVP, Morgan Stanley Wealth Management
- Role
- Accounts Team Professional at Morgan Stanley
- Location
- Salt Lake City, UT, US
- LinkedIn followers
- 500 followers
About Ted Buckwalter
I am a risk and compliance professional in the financial services industry supporting…
Experience
Accounts Team Professional
Mar 2025 — Present · South Jordan, UT, US
Act in a principal capacity utilizing the FINRA SIE, SERIES 7, 9, 10 and 66-Review account opening and modification requests-Review customer profiles and determine options and margin suitability
Education
University of Utah
MA
1995 — 1997
Texas Christian University - M.J. Neeley School of Business
Master of Business Administration (M.B.A.)
2005 — 2007
Brigham Young University
BA
1989 — 1995
Skills
- Risk Management
- Series 7
- Analysis
- Writing
- Series 9
- Call Center
- Financial Risk
- Team Leadership
- Sales
- Compliance
- Management
- Securities
- Autonomy Imanage
- Series 10
- Customer Service
- Series 63
- Access
- Leadership
- Supply Chain Management
- Series 66
- Negotiation
- Marketing Strategy
- Training
- Microsoft Excel
- Financial Services
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