Tara Modlin
Risk Management Leader
- Role
- Director, Operational Risk Governance & Oversight at Charles Schwab
- Location
- Omaha, NE, US
- LinkedIn followers
- 500 followers
About Tara Modlin
With over a 15+ years of experience in the financial services industry I have a strong background in operational and enterprise risk management, internal audit, and GRC application design. I have successfully established and implemented a unique and flexible risk service offering, fostered a collaborative environment with the second and third lines of defense, and formed and led a cross-functional team that migrated the control environment to a singular platform as part of the largest broker dealer integration in history between TD Ameritrade and Charles Schwab. I hold a Bachelor of Science in Business Administration from University of Nebraska-Lincoln and an Advanced LEAD Program certification from Harvard Business Publishing Corporate Learning.
Experience
Director, Operational Risk Governance & Oversight
Jun 2025 — Present · Omaha, NE, US
Education
University of Nebraska-Lincoln
Bachelors of Science
Skills
- Vendor Management
- Financial Risk
- Business Process Improvement
- Risk Assessment
- Sarbanes-Oxley Act
- Risk Management
- Data Analysis
- Access
- Enterprise Risk Management
- Series 63
- Troubleshooting
- Analysis
- Internal Controls
- Auditing
- Operational Risk
- Series 7
- Technical Support
- IT Audit
- Internal Audit
- Process Improvement
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