Tanveer Zaidi

About Tanveer Zaidi

A GRC professional having 20+ years of working experience in the fields of Regulatory Compliance, Anti Money Laundering, Sanctions Compliance and Audit. Having worked with KPMG and Al Tayer Group in their Audit Departments, later I was associated with Mashreq Bank as Vice President- Senior Manager Compliance and Money Laundering Reporting Officer (MLRO), for 11+ years in Dubai (UAE), prior to joining United Bank Limited (New York) as \"Head of Regulatory Compliance\" in March\'17.My aim is to pursue career in Banking / Regulatory Compliance, AML / Sanctions Compliance and enhance my existing skills set and knowledge in field of Risk Management to next level.

Experience

1. Vice President - Manager Corporate Compliance & Advisory

   Mashreq

   Feb 2019 — Present · New York, NY, US

   Major responsibilities are as follows:· Keeping track of applicable banking regulations, namely; FRB (Regulation A to ZZ), DFS guidelines, BIS, etc.· Advise business on any new regulation and/ or amendments in existing applicable regulations.· Permanent member of AML Committee of the Bank and/ or advise on BSA related matters.· Provide training and advises to business units, as and when required.Ad hoc Responsibilities:• Handling special projects, as and when mandated by the bank.

Education

• Institue of Chartered Accountants of Pakistan

  Chartered Accountant - Intermediate, Advanced Financial Accounting, Management Accounting, Economics, Audting, Commercial Laws

  1998 — 2002

• ETHICA

  Certified Islamic Finance Executive, Islamic Finance

  2011 — 2011

• Karachi University

  Bachelor of Commerce, Accounting, Economics, Mercantile Laws.

  1995 — 1996

• Middlesex University

  Master of Business Administration (MBA), Business Excellence

  2014 — 2015

• International Compliance Association

  ICA International Diploma in Compliance, Regulatory Compliance, Risk Management, Combating Financial Crimes

  2010 — 2011

• ACAMS

  Certified Anti Money Laundering Specialist, Regulatory Compliance, Money Laundering

  2008 — 2010

Skills

• U.s. Office of Foreign Assets Control (Ofac)
• Aml Typologies
• Mis
• Employee Engagement
• Analysis
• Investment Banking
• Fatca
• Aml Monitoring
• Strategic Thinking
• Financial Institutions
• Retail Banking
• Ofac
• Compliance Risk Management
• Internal Audit
• Finance
• Compliance Planning
• Due Diligence
• Policy Review
• Aml
• Enterprise Risk Management
• Negotiation
• Management
• USA Patriot Act
• Economic Sanctions
• Lean Management
• Financial Risk
• Cross-Functional Team Leadership
• Operational Risk Management
• Analytical Thinking
• Operational Risk
• Anti Money Laundering
• Commercial Banking
• Banking
• Coaching
• Sanction
• Risk Management
• Payments
• Compliance
• Fraud
• Compliance Assurance