Tammy Eisenberg

Legal Io @Legal.io

New York, NY, US

EMAILS

[email protected]

MOBILE NUMBERS

+15•••••••37

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WORK HISTORY

Present

Legal Io @Legal.io

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SKILLS

Broker-DealerFinraHedge FundsRule 144Financial RegulationResearchFinancial InstitutionsAmlUSA Patriot ActBanking LawBankingMutual FundsSecurities Exchange Act of 1934Banking RegulationSecurities Act of 1933Investment ManagementCode of EthicsCompliance TrainingCompliance FrameworkAsset ManagementInvestment Advisers ActCapital MarketsAlternative InvestmentsPrivate EquitySeries 24Financial MarketsSanctionTradingInvestment BankingCompliance PoliciesBank Secrecy ActFixed IncomeFund of FundsOfacControl RoomErisaPrivate PlacementsSecurities RegulationSecuritiesInvestment Company Act

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ABOUT TAMMY EISENBERG

Compliance and Legal management professional with substantive experience encompassing…

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