Tammy Bawnik
Managing Director, UBS Financial Services
- Role
- Deputy General Counsel at UBS
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Tammy Bawnik
Head of Wealth Management Americas Legal Advisory group providing legal services to the…
Experience
Deputy General Counsel
Mar 1994 — Present
Education
State University of New York at Albany
BSW
Case Western Reserve University School of Law
J.D. magna cum laude
Skills
- Corporate Governance
- Financial Advisory
- Securities Regulation
- Securities
- Legal Compliance
- Retirement Plan Products
- Investments
- Financial Services
- Wealth Management
- Corporate Benefit Plans
- Mutual Funds
- Broker-Dealer
- Finra
- Financial Regulation
- Broker-Dealer Operations
- Series 7
- Erisa
- Wealth Management Services
- Insurance
- Retirement
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