Tammy Bawnik

Tammy Bawnik

Managing Director, UBS Financial Services

Role
Deputy General Counsel at UBS
Location
New York, NY, US
LinkedIn followers
500 followers

About Tammy Bawnik

Head of Wealth Management Americas Legal Advisory group providing legal services to the…

Experience

  1. Deputy General Counsel

    UBS

    Mar 1994 — Present

Education

  • State University of New York at Albany

    BSW

  • Case Western Reserve University School of Law

    J.D. magna cum laude

Skills

  • Corporate Governance
  • Financial Advisory
  • Securities Regulation
  • Securities
  • Legal Compliance
  • Retirement Plan Products
  • Investments
  • Financial Services
  • Wealth Management
  • Corporate Benefit Plans
  • Mutual Funds
  • Broker-Dealer
  • Finra
  • Financial Regulation
  • Broker-Dealer Operations
  • Series 7
  • Erisa
  • Wealth Management Services
  • Insurance
  • Retirement

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