Tamara Todd
Compliance Manager - Regulatory, Licensing and Examinations at Guild Mortgage
- Role
- Compliance Manager - Regulatory, Licensing and Examinations at Guild Mortgage
- Location
- San Diego, CA, US
- LinkedIn followers
- 500 followers
Experience
Compliance Manager - Regulatory, Licensing and Examinations
Jun 2016 — Present · San Diego, CA, US
Responsible for maintaining the company’s compliance functions with a focus on regulatory, licensing and examinations. Primarily responsible for identifying areas of risk and developing and executing plans to minimize that risk, while ensuring company operations are being conducted in accordance with all applicable laws and guidelines while ensuring licensing requirements are met, reports are filed accurately on a timely basis, and acting as a primary contact for regulatory and agency examinations.
Education
Arizona State University, W. P. Carey School of Business
Bachelor's degree
Skills
- Banking
- Risk Management
- Quality Assurance
- Strategic Planning
- Enterprise Risk Management
- Financial Analysis
- Sarbanes-Oxley Act
- Financial Reporting
- Internal Audit
- Cash Management
- Operational Risk Management
- Marketing
- Management
- Internal Controls
- Accounting
- Customer Service
- Reconcilement
- Microsoft Office
- Sales
- Operational Risk
- Strategic Financial Planning
- Finance
- Analytical Skills
- Compliance
- Sarbanes-Oxley
- Retail
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