Syed Asghar Ali
AML Compliance Reporting & Governance
- Role
- Aml Compliance Reporting & Governance VP at TD Securities
- Location
- Stamford, CT, US
- LinkedIn followers
- 500 followers
About Syed Asghar Ali
Equipped with solid interpersonal skills in leading high-caliber teams of professionals to work toward success and secure profitable outcomes. Effective at defining scope, quality, budgets, and schedules for projects, and transforming business needs into innovative solutions to arising conflicts. Excellent oral/written communication skills - ability to interact effectively with all levels of management.• Oversaw the implementation of the Risk framework within the business, working directly with business managers and trading heads to ensure adherence to firm Policy and standards.• Lead and managed teams responsible for Strategic Regulatory Portfolio transformation projects related to governance and regulatory compliance, and risk management system implementation initiatives in Risk and Technology division.• Lead teams across broad technical, financial and business disciplines. Focused teams on business objectives and tracked progress to ensure project milestones were completed on time, on budget and with the desired results.• Strong background in project methodologies, budget planning, procurement, and project handling, with excellent analytical and communication skills.• Proven ability to identify, analyze and solve problems to control costs through: Cost reduction and avoidance, Operations Management, Quality Assurance, IT Governance, Offshore development.• Well versed with planning and executing projects/ programs using SDLC, Agile/ Waterfall methodologies.MS Office, Cognos, Investran, Business Objects, SAP, Clarity One PPM, Apptio, Power BI, Tableau and Python.
Experience
Aml Compliance Reporting & Governance VP
Jun 2025 — Present · NY, US
Education
Ramapo College of New Jersey
BS, FINANCE
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