Syed Asghar Ali

AML Compliance Reporting & Governance

Role
Aml Compliance Reporting & Governance VP at TD Securities
Location
Stamford, CT, US
LinkedIn followers
500 followers

About Syed Asghar Ali

Equipped with solid interpersonal skills in leading high-caliber teams of professionals to work toward success and secure profitable outcomes. Effective at defining scope, quality, budgets, and schedules for projects, and transforming business needs into innovative solutions to arising conflicts. Excellent oral/written communication skills - ability to interact effectively with all levels of management.• Oversaw the implementation of the Risk framework within the business, working directly with business managers and trading heads to ensure adherence to firm Policy and standards.• Lead and managed teams responsible for Strategic Regulatory Portfolio transformation projects related to governance and regulatory compliance, and risk management system implementation initiatives in Risk and Technology division.• Lead teams across broad technical, financial and business disciplines. Focused teams on business objectives and tracked progress to ensure project milestones were completed on time, on budget and with the desired results.• Strong background in project methodologies, budget planning, procurement, and project handling, with excellent analytical and communication skills.• Proven ability to identify, analyze and solve problems to control costs through: Cost reduction and avoidance, Operations Management, Quality Assurance, IT Governance, Offshore development.• Well versed with planning and executing projects/ programs using SDLC, Agile/ Waterfall methodologies.MS Office, Cognos, Investran, Business Objects, SAP, Clarity One PPM, Apptio, Power BI, Tableau and Python.

Experience

  1. Aml Compliance Reporting & Governance VP

    TD Securities

    Jun 2025 — Present · NY, US

Education

  • Ramapo College of New Jersey

    BS, FINANCE

Find verified contacts for anyone on LinkedIn

Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.

Free plan included · No credit card required

This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.

Syed Asghar Ali — Aml Compliance Reporting & Governance VP at TD Securities in Stamford, CT, US | Unifers