Sweta Gupta
AML/KYC & Transaction Monitoring Analyst | Expert in Financial Crime Prevention, Risk Management, and Compliance
- Role
- Senior Aml Analyst at Northern Trust
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Sweta Gupta
Results-driven professional with 5 years of experience in AML, KYC investigations, and…
Experience
Senior Aml Analyst
Sep 2024 — Present · Bengaluru, IN
Proficient in conducting Enhanced Due Diligence (EDD) and Customer DueDiligence (CDD) procedures as part of Anti-Money Laundering (AML) andKYC compliance, ensuring thorough investigation of customer backgroundsand adherence to regulatory standards.Monitor customer transactions and analyze data to identify suspiciousactivities or risks related to money laundering or financial crimes.Perform screening of investors against global watchlists, sanction lists, PEPlists, and other adverse media sources using tools such as Lexis Nexis, world check.Oversee the onboarding and account opening reviews, ensuring alldocuments and investor information comply with AML policies andprocedures.Prepare and submit MLRO (Money Laundering Reporting Officer) reports,ensuring timely escalation of suspicious activities and adherence to internalprotocols.Effectively manage work inflow, task allocation, and reporting in compliancewith Service Level Agreements (SLAs).
Education
Kerala Samajam Model School
Commerce
2015 — 2016
Amity University
Bachelor of Business Administration - BBA, HR
2018 — 2021
Kerala Samajam Model School
12, Commerce
2017 — 2018
NPTEL
Sales and Distribution Management
2020 — 2020
Narsee Monjee Institute of Management Studies (NMIMS) Navi Mumbai
Master of Business Administration - MBA, Human Resources Management/Personnel Administration, General
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