Sweety Rai

Experience

1. Senior Analyst

   NatWest Group

   Dec 2024 — Present · Gurugram, IN

   Review and Audit: Conduct thorough quality checks on AML/KYC documentation and processes to ensure compliance with internal policies, regulatory requirements, and industry best practices.Compliance Verification: Ensure that all customer onboarding, transaction monitoring, and due diligence processes meet regulatory standards (e.g, FATF, local laws, and guidelines).Error Identification: Identify discrepancies, errors, or gaps in KYC documentation and escalate issues to the appropriate team members for resolution.Documentation and Reporting: Maintain detailed records of quality checks, audits, and corrective actions. Provide regular feedback on trends and recurring issues to improve the overall KYC process.Continuous Improvement: Work closely with the compliance and operations teams to improve processes, reduce errors, and enhance the overall efficiency of the AML/KYC procedures.Training Support: Assist in training and mentoring new employees or junior staff on quality control best practices and regulatory requirements.Risk Assessment: Identify potential risks or red flags in client profiles, transactions, and compliance data, ensuring timely escalation for further review.Systematic Review: Monitor and verify that all KYC records are accurately updated and reflect any changes to customer information or risk profiles.

Education

• Swami Shraddhanad College , Delhi University

  B.com

  2015 — 2018