Swati Modi

About Swati Modi

Experienced CA with demonstrated history of working in the information technology, audit and services industry with Big4 firm. Skilled in Business Process, IT Service Management, IT Audit and Information Security Management. As IT Auditor responsible for conducting and documenting routine audit examinations and for completing the audit in accordance with stated budget, timeframes, and client’s policies and standards. Enterprise system solution for various business processes which includes SOD testing, restricted access testing, Controls Integration and Process control testing. Worked on Risk assessment of various business process for major clients to build the control framework. Has an extensive knowledge on design and operating effectiveness of controls.Specialities : Controls Testing - ITGC and Business Process | IT Dependencies Testing | Key Report Testing | Enterprise Risk Management | Process Improvement

Experience

1. Manager

   EY

   Oct 2023 — Present · Bangalore Urban, IN

   Led and managed IT SOX audits, ensuring compliance with Sarbanes-Oxley Act requirementswith a portfolio of over hours and a team of 10 individuals.2. Built and maintained relationships with Technology and Security stakeholders, evaluating controlenvironment and collaborating with the first and second lines of defense on testing activities.3. Coordinated SOC1 and SOC2 audit processes, working closely with external auditors andinternal stakeholders.4. Developed and implemented audit plans, including risk assessments and control testingstrategies.5. Prepared comprehensive audit reports and present findings to senior management and the auditcommittee.

Education

• Mody Institute of Education & Research

  Commerce

  2010 — 2012

• St. Xavier’s College, Ranchi

  Bachelor's degree, B.Com (Hons)

  2012 — 2015

• The Institute of Chartered Accountants of India

  Chartered Accountant, Accounting and Finance

  2012 — 2016