Swarnim Kanhed
“Accelerating Growth and Profitability in Capital Markets - Consultant with Deep Knowledge in Trade Surveillance, Regulatory Compliance, and Financial Analysis”
- Role
- Solution Advisor at Deloitte
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Swarnim Kanhed
I am a Consultant at Deloitte USI, working with global banking and financial services clients and top fortune firms to address complex regulatory risk and trade surveillance challenges. My work focuses on assessing and enhancing trade surveillance frameworks, market abuse controls, and regulatory compliance programs to strengthen governance and control effectiveness.I support and contribute to maturity assessment and control effectiveness engagements, reviewing end-to-end processes, surveillance models, and technology platforms to identify gaps and develop practical, scalable roadmaps toward target operating and maturity states. This includes close collaboration with Risk, Compliance, Technology, and Operations teams across global delivery models.I hold a Master’s degree in Financial Technology from BSE Institute Limited, providing a strong foundation in capital markets, market surveillance, and regulatory technology (RegTech, FinTech). With expertise in trade surveillance, regulatory risk management, compliance analytics, and business analysis, I translate complex regulatory requirements and data into actionable insights that drive remediation, improve regulatory readiness, and deliver measurable impact for financial institutions.
Experience
Solution Advisor
Feb 2022 — Present · IN
Managing the Regulatory Risk Assessment Reviews Reviewed the documentation to validate the first and second line of defense activities for Trade Venue Inventory and Surveillance Coverage Completeness Controls to provide an independent assessment of internal audit methodologies/processes. Conducted a Maturity Assessment Project for an international bank. Evaluated the current state of processes, technologies, and capabilities. Identified areas for improvement and developed a roadmap to reach the desired level of maturity. Conducted comprehensive analysis of operations, risk management, governance structures, and technology systems Gathered data from internal audits, customer feedback, and stakeholder interviews
Education
BSE Institute Limited
Master's degree, Financial Technology
2017 — 2019
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