Swapnil Mandalia

Compliance Manager @Mialtus Insurance Broking

Goregaon, IN

Accountable for administering and monitoring of filing requirements foran insurance broker as per Insurance Regulatory Development Authorityof India (IRDAI). IRDAI reporting and implementation. Reviewregulatory updates, timely and accurate regulatory reporting and regular tracking and implementation of regulatory requirements.Engaging with regulators through representations, draft responses and notes on various subjects.Recording the to and fro correspondence with IRDAI, ensuring compliance as identified from time to time.Responsible for drafting & reviewing agreements, MOUs, SLAs, contracts, TOBAs and NDAs while revising templates and performing documentation authentication of New Channel Partners AgreementsProvided inputs for the review and evaluated the system of management controls and assessed the adequacy and effectiveness of the processes.Drafted potential recommendations for improvements along with an online agreement tracking system.Expediently coordinated and facilitated the process for clients with a focus on creating a positive experience for them, reducing the number of escalations reaching to senior management and managing the SLA defined by the organization.

University of Mumbai

Bachelor of Commerce (B.Com.)

People's Education Society English Medium School.

SSC