Suzann Lococo

Senior Vice President, Product Risk Management at LPL Financial

Role: Senior Vice President Product Management at LPL Financial
Location: San Diego, CA, US
LinkedIn followers: 500 followers

General Business & ManagementView LinkedIn profile

About Suzann Lococo

Non-deposit investment products and services are offered through CUSO Financial Services, L.P.(“CFS”) and Sorrento Pacific Financial, LLC (\"SPF\"), registered broker-dealers (Member FINRA SIPC and SEC Registered Investment Advisors. Products offered through CFS and SPF: are not federally insured, are not guarantees or obligations of banks or credit unions, and may involve investment risk including possible loss of principal. Investment Representatives are registered through CFS. Credit Unions and Banks have contracted with CFS and SPF to make non-deposit investment products and services available to credit union members.

Experience

Senior Vice President Product Management
LPL Financial
Sep 2023 — Present · San Diego, CA, US

Education

University of California, San Diego - Rady School of Management
B.S., Management Science

Skills

Business Development
Wealth Management
Investment Advisory
Team Building
Banking
Asset Allocation
Mutual Funds
Fixed Income
Risk Management
Customer Service
Microsoft Excel
Powerpoint
Finance
Series 65
Alternative Investments
Pmp
Leadership
Financial Analysis
Analysis
Training
Asset Managment
Microsoft Office
Auditing
Accounting
Aml
Investments
Uniform Combined State Law
Microsoft Word
Retirement Planning
Project Management
Finra
Portfolio Management
Start-Ups
Process Improvement
Equities
Series 6
Insurance
Series 24
Securities
Estate Planning

Contact information

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Work email
•••••@lpl.com
Personal email
•••••@•••••.com
Direct dial
+16•••••••51

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Current company

LPL Financial

Financial Services · 15K employees · Founded 1989 · San Diego, California, United States

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 29,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. Third-party posts found on this profile don’t reflect the views of LPL Financial and haven’t been reviewed by LPL Financial as to accuracy or completeness. The financial professionals associated with LPL Financial may discuss or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. finra.org sipc.org

lpl.com

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About Suzann Lococo

Experience

Senior Vice President Product Management

Education

University of California, San Diego - Rady School of Management

Skills

Find verified contacts for anyone on LinkedIn