Sushmit Sinha
Vice President, HSBC l Ex - J.P. Morgan | Ex - Deutsche Bank | Ex - BlackRock
- Role
- Vice President (Product Oversight and Control) at HSBC
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Sushmit Sinha
With over 16 years of experience in the financial services industry, I have developed…
Experience
Vice President (Product Oversight and Control)
Nov 2023 — Present · Bangalore, IN
I oversee product control and oversight function for Hongkong and Singapore predominently.A product oversight and control function is a crucial component. This function is responsible for ensuring that products meet regulatory requirements, quality standards, and internal policies throughout their lifecycle.Key responsibilities of a product oversight and control function includes:1. Regulatory Compliance: Ensuring that products adhere to relevant laws, regulations, and industry standards.2. Quality Assurance: Implementing processes to maintain and improve the quality of products, including testing, inspections, and audits.3. Risk Management: Identifying, assessing, and mitigating risks associated with products, such as operational, financial, and reputational risks.4. Governance and Oversight: Establishing governance structures and frameworks to oversee product development, launch, and maintenance activities.5. Performance Monitoring: Tracking and analyzing product performance metrics to assess effectiveness, identify areas for improvement, and make data-driven decisions.6. Issue Resolution: Investigating and addressing issues related to product defects, customer complaints, regulatory inquiries, and other incidents.7. Communication and Reporting: Providing regular updates and reports to senior management, stakeholders, and regulatory authorities on product-related matters.Overall, the product oversight and control function plays a critical role in safeguarding the interests of the organization, its customers, and other stakeholders by ensuring that products are developed, marketed, and managed in a compliant, efficient, and ethical manner.
Education
Kendriya Vidyalaya
HSC & SSC
2001 — 2003
North Maharashtra University
B.E.
2004 — 2008
Bharati Vidyapeeth
MBA
2008 — 2010
Skills
- Securities
- Bonds
- Business Analysis
- Residential Mortgages
- Investments
- Structured Finance
- Portfolio Management
- Ieee
- Trading
- Investment Banking
- Abs
- Equities
- Financial Risk
- Capital Markets
- Valuation
- Fixed Income
- Visio
- Analysis
- Cdo
- Finance
- Management
- Cdo/ Clo/ Rmbs/ Cmbs
- Mbs
- Banking
- Cmbs
- Sqlite
- Credit
- Financial Modeling
- Equity Research
- Securitization
- Ms Visio
- Analytics
- Vhdl
- Financial Structuring
- Bloomberg
- Business Development
- Derivatives
- Financial Analysis
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