Sushant Panchal
Company Secretary | Regulatory Compliance & Governance Professional | BFSI & IT Sector
- Role
- Associate Director - Compliance & Secretarial at Emirates NBD
- Location
- Thane, MH, IN
- LinkedIn followers
- 500 followers
About Sushant Panchal
Experienced Company Secretary | Compliance & Corporate Governance Leader With over 14 years of diverse experience in Listed and Unlisted organizations, I am a seasoned Company Secretary specializing in Corporate Compliance, Governance, and Legal Affairs, particularly in the BFSI and IT sectors. I bring a strategic approach to ensuring organizational compliance while fostering transparency and ethical practices. Expertise Highlights- Company Secretarial: Comprehensive management of secretarial functions, ensuring seamless compliance with legal and regulatory requirements- SEBI Regulations: Deep proficiency in SEBI Listing Regulations, Insider Trading compliance, Merchant Banking Regulation, AIF regulation and corporate disclosures- Compliance & Risk Management: Designing and implementing robust compliance frameworks to mitigate risks effectively- Corporate Governance: Strengthening governance practices to enhance accountability and stakeholder confidence- Due Diligence: Leading meticulous due diligence processes to minimize regulatory and financial risks- ROC Matters: Expert in managing filings, registrations, and compliance with Registrar of Companies requirements- Audit Oversight: Streamlining end-to-end audit processes and fostering productive relationships with auditors- Stakeholder Management: Building and nurturing strong relationships with regulators, investors, and board members- Finance & Operations: Proficient in financial analysis and operational efficiency. Core Skills: Corporate & SEBI Laws, Listing Compliance, Corporate Governance, Strategic Planning, Risk Mitigation, Stakeholder Engagement, Effective Communication, and Team Leadership. I am driven by the opportunity to add value through effective compliance strategies and governance frameworks that align with organizational goals. I am open to connecting with professionals, organizations, and industry leaders to explore opportunities for collaboration, advisory roles, or strategic partnerships. Let’s connect to discuss how my expertise can support your organizational success.
Experience
Associate Director - Compliance & Secretarial
Aug 2024 — Present · Mumbai, IN
Education
The Institute of Company Secretaries of India
Company Secretary
2006 — 2009
Mulund College of Commerce
B.com, Commerce
2004 — 2009
VPM Thane law College
Bachelor of Laws (LL.B.)
2010 — 2013
Skills
- Legal Compliance
- Company Law
- Management Information Systems (Mis)
- Company Secretarial
- Corporate Law
- Sebi Regulations
- Compliance
- Registration
- Joint Ventures
- Document Drafting
- Company Secretarial Work
- Due Diligence
- Auditing
- Corporate Finance
- Mis
- Incorporation
- Drafting Agreements
- Legal Writing
- Corporate Governance
- Mergers & Acquisitions
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