Susan Puz

About Susan Puz

Senior compliance leader with 20 years of corporate experience, backed by the foundation of a legal education, with particular focus in compliance and risk management in the consulting and financial services industries. Leadership execution is grounded on integrity, accountability, fact-driven assessments, applying proactive solutions, and solid business practices to reduce corporate risk. A natural leader and team player focused on creating a well-versed workforce in alignment with organizational objectives and expectations.Specialties: Financial Services, Compliance, Risk Management, Audit Management, Board of Directors and Executive Level Communication, Regulatory and Legal Research, Certified Regulatory and Compliance Professional

Experience

1. Chief Compliance Officer

   Milliman

   May 2012 — Present

   Responsible for all regulatory compliance matters at Milliman - a global consulting firm with offices in over 30 countries. This includes a wide range of topical areas; including anti-bribery, GDPR, employment issues and HIPAA.Chair of the Global Compliance Committee charged with oversight of the regulatory risk management process and the annual risk assessment.Appointed CCO for Milliman\'s two federally registered investment advisers and responsible for all aspects of their compliance programs.• Milliman Advisors, LLC, provides investment related services to corporate defined benefit and defined contribution plans.• Milliman Financial Risk Management LLC provides risk management and hedging services to insurance companies and mutual funds globally, with offices in Chicago, London, Amsterdam and Sydney. Milliman FRM is a CTA and CPO registered with the CFTC.

Education

• University of Colorado

  Juris Doctor, Law

  1999 — 2002

• FINRA Institute at Wharton

  CRCP, Certified Regulatory and Compliance Professional

  2005 — 2007

• Washington State University

  BA, Anthropology

  1991 — 1995