Susan Boccardi

Managing Director, General Counsel & Chief Compliance Officer @Clarion Partners Llc

New York, NY, US
EMAILS
s••••••••@clarionpartners.com
MOBILE NUMBERS
+12•••••••13

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WORK HISTORY

Jul 2019 — Present

Managing Director, General Counsel & Chief Compliance Officer @Clarion Partners Llc

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New York, NY, US

As a member of the firm\'s Operating Committee, I oversee the legal and compliance functions at Clarion Partners. I am responsible for advising the senior management team and investment professionals on a wide variety of regulatory, compliance, strategic and tactical issues.

EDUCATION

1989 — 1992

Georgetown Law

JD, Law, with honors

1982 — 1986

Georgetown University

BA, English, with honors

SKILLS

LobbyingDue DiligenceHedge FundsAlternative InvestmentsPrivate EquityAsset ManagementMergers & AcquisitionsInvestmentsLegal ComplianceRegulatory RequirementsInvestment AdvisoryPrivate Wealth ManagementCorporate LawStaff DevelopmentFinanceCorporate GovernanceFinraManagementCapital MarketsLegal IssuesSecurities LitigationWealth Management ServicesSecurities RegulationSecuritiesWealth ManagementMutual Funds

ABOUT SUSAN BOCCARDI

As General Counsel & Chief Compliance Officer, and a member of the firm\'s Operating Committee, I oversee the legal and compliance functions at Clarion Partners. I am responsible for advising the senior management team and investment professionals on a wide variety of regulatory, compliance, strategic and tactical issues. Clarion Partners, an SEC registered investment adviser with FCA-authorized and FINRA member affiliates, has been a leading U.S. real estate investment manager for more than 37 years. Headquartered in New York, the firm has offices in major markets throughout the U.S. and Europe. With over $50 billion in total assets under management, Clarion Partners offers a broad range of both debt and equity real estate strategies across the risk/return spectrum to its more than 350 domestic and international institutional investors. My core competencies include: Strategic Legal Analysis Regulatory Expertise Investment Product Knowledge Investment Advisory M&A High-Level Negotiations and Presentations Collaboration Managing and Mentoring Talent

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