Susan Pouget Rozinski

Experience

1. Compliance Advisor, Senior Manager, Retail Bank Compliance

   Capital One

   Jun 2024 — Present · New York, NY, US

   Provide guidance and effective challenge to the Retail Bank business Channels and Operations organization on consumer compliance risks. Execute risk assessments and independently evaluate the effectiveness of the business\' back office risk mitigation activities. Advise the business on the development and maintenance of effective consumer compliance controls and monitoring, as well as compliance with changes to consumer banking laws and regulations. Participate in and support Compliance senior leadership with risk reporting and regulatory engagements. Draft and review enterprise policy and procedures. Primary focus on collections, recoveries, and credit bureau reporting, estates planning and settlement, levies and garnishments, abandoned property and escheatment. Also serve as multilingual SME, provide fair lending support to the business.

Education

• New York University

  Bachelor of Arts (B.A.), Political Science / History

  1983 — 1987

• New York Law School

  JD, Law

  1989 — 1991

Skills

• Banking
• Risk Management
• Contract Negotiation
• Financial Services
• Bank Secrecy Act
• Due Diligence
• Anti Money Laundering
• Data Privacy
• Corporate Law
• Bsa
• Leadership
• Operational Risk
• Policy
• Public Sector
• Vendor Management
• Aml
• Spanish
• Strategy
• Internal Audit
• Privacy Law
• Project Management
• Credit Cards
• Financial Risk
• Ofac
• Governance
• Analysis
• Fraud
• Training
• Corporate Governance
• Compliance
• Management