Susan Oberlies
VP, Corporate Counsel @Lincoln Investment
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WORK HISTORY
VP, Corporate Counsel @Lincoln Investment
Fort Washington, PA, US
Associate of Lincoln Investment, Broker Dealer, Member FINRA/SIPC.
EDUCATION
Widener University Schools of Law
J.D., Law
Saint Joseph's University
BS, Marketing
ABOUT SUSAN OBERLIES
A dynamic, versatile attorney and business leader with 20 years of experience in regulatory and legal affairs in the financial services industry. Extensive experience in providing legal counsel with respect to commercial transactions, investment products and services, insurance and securities regulation, corporate governance and privacy. Launched and oversaw effective broker-dealer and insurance company compliance programs, serving as Chief Compliance Officer. Known for partnering across departments to drive the strategies of the organization, influence leadership and ensure a strong culture of compliance. Specialties: Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, general corporate law, insurance regulation.
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