Susan Boles
Senior Regulatory Compliance Analyst, Regulatory Affairs at RegEd
- Role
- Sr Regulatory Compliance Analyst at RegEd
- Location
- Memphis, TN, US
- LinkedIn followers
- 500 followers
About Susan Boles
High energy, results oriented executive with twenty years management experience encompassing project management, industry compliance and team leadership. Seven years freelance writer experience resulting in publication of two novels and various short stories. Fifteen years genealogy research experience. Project Management skills encompassing analysis of industry compliance and standards, creation of reports and manuals supporting industry changes, management of information dissemination. Ability to create and lead teams to facilitate project completion within prescribed parameters to meet company needs. Exceptional research skills. Subject Matter expert: FINRA licensing, Insurance licensing, Adjuster licensing, FINRA continuing education, Insurance continuing education, adjuster continuing education. BD/ADV filings. Specialties: Regulatory compliance, state licensure, audit, regulatory filings, suitability review, Bloomberg, Zantaz, Westlaw, Annuitynet, FINRA regulations, SEC regulations, genealogy research, business writing, copy writing,
Experience
Sr Regulatory Compliance Analyst
Aug 2015 — Present · Memphis, TN, US
Monitoring of federal and state legislative activities that may impact RegEd\'s clients, products and services, Conduct research on federal and state legislation, regulations and administrative rules, both insurance and securities, as needed to support RegEd;s Regulatory Affairs team. Accountable for providing in-house compliance expertise, assistance to products and service offerings, and providing compliance consulting opportunities.
Education
Lambuth University
BS, Business Administration
1983 — 1984
University of Tennessee at Martin
Bachelor of Science, Business Administration
1980 — 1983
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