Susan Baumann Mihok
Sr Director Ethics & Compliance @Abrahamsen Gindin Llc
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WORK HISTORY
Sr Director Ethics & Compliance @Abrahamsen Gindin Llc
Organizational Management & Leadership• Member of Senior Leadership Team that assists in creating overall strategic direction for the organization.• Develop and oversee execution of comprehensive strategies across the organization, ensuring work-flows are efficient, effective, and thorough.• Effectively communicate all policies, processes, standard operating procedures, and guidance so that work is carried out in a controlled and consistent manner.• Oversee merger of law firms to consolidate staffing and provide clarity of operations for 85 people.• Lead Legal Support, HR, Compliance, and Accounting teams with 5 direct reports.• Manage outside counsel and of-counsel attorneys.Ethics & Compliance• Maintain up-to-date knowledge on changes in relevant laws and regulations to assist in the ongoing development and implementation of key processes to establish best practices.• Establish and maintain systems and databases, and manage the review, approval, and updating of internal ethics and compliance policies and procedures.• Lead compliance team that handles internal and external audits, QA controls, and compliance strategy. • Provide oversight for audit plans, corrective actions, and risk mitigation.
ABOUT SUSAN BAUMANN MIHOK
Former federal prosecutor with experience in complex litigation, ethics and compliance…
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