Suryansh Singh
Lawyer | Governance, Risk, and Compliance Professional | ISO/IEC 27001 Lead Auditor
- Role
- Associate, Investment Banking - Risk & Controls at Nomura
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Suryansh Singh
Governance, Risk & Compliance professional with 5+ years of experience across Investment Banking, Operational Risk, and Compliance. Currently an Associate at Nomura, managing risk and supervision for the Investment Banking division internationally, with expertise in supervisory controls including KYC controls, MNPI/data governance controls, and supporting control automation. Previously with Morgan Stanley’s Operational Risk team (2LOD) focusing on key risk indicators/metrics, risk governance, and regulatory frameworks, and with TresVista, handling compliance audits, third party risk assessments, and ISO/SOC certifications.A qualified lawyer, ISO 27001 Lead Auditor, and certified in AML/KYC global regulatory frameworks, I bring a strong blend of legal knowledge and non-financial risk management. Passionate about strengthening control environments, driving process improvements, and bridging regulatory compliance with business needs.
Experience
Associate, Investment Banking - Risk & Controls
May 2024 — Present · Mumbai, IN
Part of 1LOD for the Investment Banking business, supporting EMEA and AEJ regions.• Managing the Supervision framework for IB, including production of a monthly Supervision Dashboard containing monthly KRIs and reports. Responsible for enhancing the framework, supervisory controls and dashboard attributes.• Policy and procedure management for the business.• Running supervision controls such as KYC controls, Records & Retention checks, Access Reviews, MNPI checks as per frequency.• Project lead for control process automation and framework enhancements.• Being in a Control Oce function, supporting business with investigations related to operational risk events and conduct breaches.
Education
Chanakya National Law University, Patna
B.A., LL.B.(Hons.), Law
2014 — 2019
Happy Days School
High School
2010 — 2012
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