Surobhi Dutta
Senior Service Associate @Morgan Stanley
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WORK HISTORY
Senior Service Associate @Morgan Stanley
San Francisco, CA, US
Process Equity, Fixed Income, Options and Mutual Funds Transactions - Assisting Financial Advisors in managing client relationships and daily operations - Handling Client queries regarding portfolios, performance and account activity - Monitoring money movement and trade error for clients and performing trade adjustments - Coordinating money movements, wire transfers and accounts documentation - Overviewing Reports related to AML, Corporate Actions and Customer Account activities
EDUCATION
JAIN College
Bachelor of Commerce (B.Com.), International Business/Trade/Commerce
SKILLS
ABOUT SUROBHI DUTTA
In my role at Morgan Stanley, I partner closely with advisor teams to deliver seamless client experiences by managing trade execution support, account maintenance, money movement requests, and regulatory documentation. I am committed to maintaining high standards of accuracy, compliance, and responsiveness while building trusted relationships with clients and colleagues. At Matthews Asia, I have delivered my expertise in cash reconciliation and fund operations, ensuring accuracy in financial reporting and compliance across multiple asset classes. By implementing process enhancements, our team has strengthened internal controls and improved operational efficiency. As a Finance Specialist at Millennium, I leverage my analytical skills and financial expertise to evaluate Portfolio Manager\'s performance in the market. I monitor economic trends with regulatory requirements and internal trading policies to provide data-driven insights. I also identify operational risks associated with trade processing and settlements to ensure financial stability and compliance. Additionally, I develop financial projections and budgets to guide business planning and resource allocation. Previously, I worked as a Senior Associate at Morgan Stanley, where I managed the full trade life cycle from trade execution and confirmation to settlement and reconciliation, reducing processing errors by 20%. I also collaborated with traders, operations, and counterparties to ensure regulatory compliance and minimize financial risk. I evaluated stocks, bonds, and other investment opportunities and conducted risk-return analysis to support investment recommendations. I developed a risk assessment model through in-depth financial analysis and improved forecast accuracy, helping senior management make informed investment decisions. I received a SPOT Award for delivering a high-impact financial model that improved investment decision-making and reduced forecasting errors by 15%. I am passionate about applying my skills and knowledge to drive financial excellence and contribute to the success of my organization.
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