Surbhi Gajwani
Risk Consultant | Financial Crime Risk, Regulatory Compliance & Controls | EY
- Role
- Senior Consultant at EY
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Surbhi Gajwani
Risk and Regulatory Consulting professional with 4+ years of experience across Big 4, venture capital, and banking environments.Risk Consulting Consultant specializing in financial crime and regulatory compliance, with experience across KYC, AML, onboarding risk, and transaction monitoring for global banking clients.Previously worked with Sequoia Capital India (Peak XV Partners), managing end-to-end compliance, KYC, and regulatory oversight for 500+ portfolio companies, including fund-level compliance, private placements, and investment-related due diligence.Strong experience collaborating with Legal, Risk, Compliance, and Operations teams to resolve complex risk issues, support regulatory reporting (STR/SAR), and maintain audit readiness.Actively seeking Assistant Manager–level roles in Risk Consulting, AML, Regulatory Compliance, or Financial Crime Advisory.
Experience
Senior Consultant
Jul 2024 — Present · Bengaluru, IN
Supported global banking clients on financial crime compliance initiatives, including KYC/CDD, periodic reviews, onboarding risk assessments, and transaction monitoring Conducted customer risk assessments for institutional and high-risk clients in line with internal AML policies and regulatory requirements Performed transaction monitoring alert investigations, analyzing typologies, customer behavior, and risk indicators to identify potential suspicious activity Assisted in ensuring regulatory compliance with global AML standards and internal control frameworks Collaborated with compliance, risk, and quality assurance teams to identify control gaps and process improvement opportunities Worked across multiple Tier-1 banking clients, adapting to client-specific regulatory frameworks and risk methodologies Maintained strong documentation standards to support audit trails, regulatory reviews, and internal quality checks
Education
Jain (Deemed-to-be University)
PGDM, Marketing & Finance
2017 — 2019
St. Philomena's College, Bannimantap
Bachelor of Business Administration - BBA, Finance and Financial Management Services
Mats Institute Of Management and Entrepreneurship
PGDM, Banking, Corporate, Finance, and Securities Law
The Institute of Chartered Accountants of India
IPCC, Accounting
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