Suraj Shukla

About Suraj Shukla

A Senior IT Auditor & SOX professional with over 10 years of experience in ITGC, ITAC, SAP ERP controls, SOC 1 & SOC 2 reviews, and vendor risk management across global organizations.Currently working with General Mills, supporting global internal controls and financial shared services. I have led high-complexity SOX testing engagements, reduced audit exceptions by 80%, and implemented Power BI dashboards to enhance audit analytics and monitoring.My expertise includes:• SOX 404 ITGC & ITAC Testing• SAP S/4 HANA Controls• SOC 1 & SOC 2 Evaluation• Risk Assessment & Control Design• Vendor & Third-Party Risk• Internal Financial Controls (ICOFR / IFC)• RPA & Automated Control Testing

Experience

1. IT Sox Analyst

   General Mills

   May 2023 — Present · Mumbai, IN

   My responsibilities consist of SOX Compliance Testing Being as an IT Analyst, responsible forSOX Compliance testing of allocated L3 & L4 Controls (Controls with high complexity and involving significant judgement) ensuring high quality testing, good documentation and on time completion of all SOX Controls so allocated.Stakeholder (Global Internal Controls) management.Impart Process training as required to PG45 & PG50 employees.Examine, brainstorm and discuss any learnings from SOX testing post each cycle for self and team.Support with other Adhoc activities as required in analysis of SOX results.Work with Minimum Direction to ensure timely and quality testingFSS Risk and ControlTesting operating effectiveness of the FSS process assignedBe the SME for FSS Process assigned to be testedSupport team with adhoc activities as requiredLSA Backup handing the process independently and ensuring no escalation.Ensuring Quality Assurance Program for assigned functions is carried out and reported in dashboard.Ensuring to get the Control Design Evaluation for assigned function done on annual basis to identify critical non-SOX processes and design gaps through team members.Stakeholder (assigned FSS Function) managementTo support FSS and GBS India for adhoc review. Carry out reviews from policy, accounting and operations risk perspective.Assist in interfacing and coordinating audits and reviews with General Mills Internal and External Auditors.

Education

• University of Mumbai

  Bachelor's degree, Business Administration and Management, General

• Chetana Harimal Somani College

  H.S.C

• Sacred Heart Boys High School

  S.S.C