Surabhi Dwivedi

About Surabhi Dwivedi

Negotiator- structured traded market agreements and prime brokerage Contract…

Experience

1. Assistant Legal Counsel

   HSBC

   Aug 2023 — Present · IN

   Provide advice and guidance to Global Banking and Markets by negotiating and executing traded masterdocumentation for the APAC region.• Worked on end-to-end negotiation of complex traded market agreements such as ISDA, CSA, AmendmentAgreements, ATE Waiver letters, Termination Notices, SCCDA and Stock Connect Instruction Letters.• Reviewed constitutional documents of Funds and worked on Fund Amendments for fund launch, deletion andmodification of funds for Institutional Client Groups.• Drafted and reviewed suite of agreements for equity prime brokerage services including International PrimeBrokerage Agreements, Master Confirmation Agreements and Side Letters.• Engaged with various HSBC stakeholders to highlight legal risks, available mitigants. Obtained credit and businessapprovals for off-policy deviations.• Reviewed and summarized HSBC’s internal policy preferences for different stakeholders including business, creditrisk, operations, local legal, traded risk etc.• Conducted due-diligence and legal capacity checks based on the client type, constitutional documents, and regionaljurisdictional requirements.• Reviewed Facility Letters, Trust Deeds and Investment Manager Agreement (IMA) for a variety of clients as part ofISDA drafting and negotiations.• Researched on topics such as the “applicability of arbitration in the context of Indian law governed derivativecontracts.”

Education

• Army Institute of Law (AIL), Mohali

  B.A.LLB, law

  2018 — 2023