Supriya Bathini
Capital Markets Middle Office Associate at Wells Fargo | Operational Risk & Control Governance
- Role
- Capital Markets Middle Office Associate at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Supriya Bathini
Capital Markets Middle Office Associate at Wells Fargo, specializing in Operational Risk…
Experience
Capital Markets Middle Office Associate
Sep 2025 — Present
As a Capital Markets Middle Office Associate in CIB Operations, I execute a robust, cross-functional risk and control governance program with a primary focus on regulatory integrity and operational excellence across the Capital Markets lifecycle.My responsibilities are centered on ensuring transaction and control integrity in a heavily regulated environment:Regulatory Control & Reporting: Implement, validate, and test controls to ensure meticulous adherence to core regulatory reporting requirements, including those mandated by the SEC and FINRA. Manage controls over critical reporting systems, such as TRACE (fixed income) and EBS.Risk Evaluation: Utilize data analytics to rigorously assess the design and performance of controls, examine Key Risk Indicators (KRIs), and proactively identify control gaps impacting operational risk in CIB.Governance & Consultation: Serve as a subject matter expert on operational risk, collaborating with Audit, Compliance, and business partners to design and implement strategic control enhancements across loan, securities, and derivative products.Process Integrity: Manage and track CIB-wide process improvement initiatives, focusing on control simplification and high-quality data governance to ensure transaction integrity from front-to-back office.
Education
Miranda House, Delhi
Bachelor of Arts - BA
2019 — 2022
UNC Charlotte Belk College of Business
Master of Science - MS
2023 — 2025
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