Sunita E. Koshy

About Sunita E. Koshy

Sunita E. Koshy is a financial services and wealth management executive focused on driving results, performance and outcomes. A trusted advisor to senior stakeholders, she brings deep expertise across ethics, conduct, risk, compliance, and enterprise strategy. She is passionate about helping organizations and people succeed by navigating complex challenges with clarity and purpose. As a Principal and General Partner at Edward Jones, she has led high-impact initiatives since 2021, including spearheading the development and launch of the firm’s first enterprise-wide Code of Ethical Conduct, foundational operational risk framework and compliance risk reporting strategies, as well as shaping firm-wide standards and escalation practices to support key regulatory reporting committee, enhancing the firm\'s culture of integrity and accountability. Sunita delivers strategic leadership and strong operational execution, developed through senior roles at Citigroup, where her career spanned 15 years progressing from Vice President to Managing Director in seven years. During her tenure at Citigroup, she was a trusted compliance advisor and partner to the Markets, Investment Banking and Research Divisions and was selected to lead the build of an enterprise-Group-level global conduct risk program to restore regulatory and audit confidence, while partnering closely with Board committees on conduct risk oversight. She serves on multiple leadership and governance committees at Edward Jones and co-sponsors the EdwardJones Women’s Leadership Collaborative, advancing inclusive leadership. 🤝 She has been recognized throughout her career for being high-performing talent, and leading with clarity, integrity, curiosity, compassion and collaboration, inspiring and building strong teams, mentoring emerging leaders, and influencing across functions to drive enterprise-wide change and deliver results in complex, highly regulated environments. Anchored in purpose, Sunita also serves as Vice President on the Board of Sanctuary for Families, as Co-chair of the Audit and Risk Committee and as member of the Facilities and Technology Committee.

Experience

1. Principal General Partner

   Edward Jones

   Nov 2021 — Present · New York, NY, US

   Lead departments and Principals responsible for the design and execution of the enterprise-level compliance strategy including compliance risk management framework/analysis/reporting, compliance operational risk management, Culture of Compliance / Ethics, Compliance communications and training, continuous improvement, project management, investigations, ethics/whistleblower hotlines, case reconstruction and root cause analysis/lessons learned. Member of firm’s Leadership Coalition, Enterprise Risk Management Committee, AML Operating Committee and 4530 FINRA Reporting Committee. Co-executive sponsor, Women’s Leadership Collaborative. Developed and launched inaugural Code of Ethical Conduct and foundational compliance risk reporting and compliance operational risk frameworks. Key leader in shaping firm-wide standards and escalation practices to support a robust compliance and control environment through regulatory incident Reporting Committee.