Sunil Kajla
Operations Team Leader (1lod - Compliance) @Moneycorp
Signup · Get unlimited contacts
WORK HISTORY
Operations Team Leader (1lod - Compliance) @Moneycorp
Coventry, GB
Successfully recruited and built a high-performing compliance team, ensuring a diverse range of skills and expertise for AML, transaction monitoring, and sanction screening workflows.• Developed comprehensive training programs and conducted onboarding sessions for new team members, providing thorough training in compliance practices, AML regulations, and EDD procedures.• Led the setup of the compliance operation, establishing efficient processes, systems, and protocols to facilitate effective compliance management and regulatory adherence.• Collaborated closely with stakeholders across different departments to develop and implement robust compliance strategies and procedures, ensuring alignment with industry best practices and regulatory requirements.• Conducted risk assessments and audits to proactively identify and mitigate compliance gaps, enhancing the effectiveness of AML controls and transaction monitoring procedures.• Provided guidance and support to team members, fostering a culture of compliance, continuous improvement, and adherence to EDD protocols.• Maintained up-to-date knowledge of regulatory changes, enabling timely updates to policies and procedures for AML, transaction monitoring, and regulatory compliance.• Prepared and presented comprehensive compliance reports and findings to senior management and regulatory authorities, demonstrating a strong understanding of compliance requirements and providing actionable insights.
EDUCATION
Aston University
Master of Science (MSc), Business and management
Coventry University
Anti-Money Laundering Course - Level 3 CPD Accredited , Banking, Corporate, Finance, and Securities Law
Coventry University
business management, Business, Management, Marketing, and Related Support Services
SKILLS
ABOUT SUNIL KAJLA
Experienced in both first-line and second-line of defence compliance, with a strong track record of ensuring regulatory compliance and mitigating risks within the banking sector. In my role as a Team Leader in first-line compliance, I successfully recruited and built high-performing teams, developed comprehensive training programs, and led the setup of compliance operations. In my second-line role, I provided valuable insights and guidance, conducted independent compliance assessments, and collaborated with first-line teams to enhance controls and monitoring processes. Skilled in AML, transaction monitoring, sanction screening, and EDD workflows, I excel in developing and implementing robust compliance strategies, conducting risk assessments, and providing actionable recommendations. With a thorough understanding of regulatory requirements and a commitment to continuous improvement, I strive to ensure adherence to compliance standards while driving efficiency and effectiveness.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.