Sunil Gaikwad
KYC Associate level 3 | Client onboarding | Periodic review | PEP investors | Screening | Risk assessment | Compliance reporting| Transfer agency | Hedge fund
- Role
- Associate 3 at Apex Group Ltd
- Location
- Thane, MH, IN
- LinkedIn followers
- 500 followers
Experience
Associate 3
Aug 2023 — Present · Navi Mumbai, IN
Performing the due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients.2. Coordinated with internal partners such as Front, Middle, and Back Office staff to obtain required information and applicable documentation related to client on-boarding and KYC production.3. Periodically evaluate existing Clients according to established policies and procedures.Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation4. Maintain continuous contact with client in order to keep customer file updated.Report to KYC/AML compliance officer
Education
B. K. Birla College (Empowered Autonomous Status), Kalyan
Bachelor of Commerce, Commerce
2011 — 2016
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.