Summer Pretzer

Senior Vice President, Head of Risk Controls

Role: Senior Vice President, Head of Risk Controls at Cetera Financial Group
Location: San Diego, CA, US
LinkedIn followers: 500 followers

Finance & AccountingView LinkedIn profile

About Summer Pretzer

FINRA Registered Series 3, 7, 9/10, 24, 63 and 65 Over 20 years of industry and…

Experience

Senior Vice President, Head of Risk Controls
Cetera Financial Group
Mar 2025 — Present · San Diego, CA, US

Education

US Marine Corps
Degree N/A
1993 — 1997

Skills

Management
Mutual Funds
Risk Management
Financial Risk
Asset Management
Finra
Portfolio Management
Finance
Communication
Regulatory Compliance
Financial Services
Investment Advisory
Securities Regulation
Securities

Contact information

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Work email
s••••••••@cetera.com
Personal email
•••••@•••••.com
Direct dial
+19•••••••18

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Current company

Cetera Financial Group

Financial Services · 2.8K employees · San Diego, California, United States

We’re enablers. Mentors. Dream builders. Our purpose is to turn financial aspirations into reality. Within our community lies a vibrant wellspring of growth and opportunity for financial professionals, financial institutions, and individual investors alike. As a premier financial services firm, we don’t just deliver financial technology, bespoke guidance, research and market intelligence, and collaborative client-service platforms. We build environments where ideas thrive, connections flourish, and ambitions become remarkable achievements. Driven to deliver unwavering support and innovative solutions to help people live their purpose, we empower each other and the communities around us to bring a stronger tomorrow to life. ___________________________ Cetera Financial Group (CFG) is a network of independent retail firms, including those that are members of FINRA/SIPC: Cetera Advisors LLC; Cetera Wealth Services, LLC (formerly known as Cetera Advisor Networks); Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors); and Cetera Financial Specialists LLC. Entities registered as investment advisers with the Securities and Exchange Commission include Cetera Investment Management LLC and Cetera Investment Advisers LLC. Cetera’s principal office is located at 655 W. Broadway, 11th Floor, San Diego, CA 92101. Avantax Planning Partners, Inc. (APP) and The Retirement Planning Group, LLC (“TRPG”), are both SEC registered investment advisers within the Aretec Group, Inc. (dba Cetera Holdings, an affiliate of Cetera). Cetera Planning Partners (“CPP”) operates as a doing business as name of TRPG. TRPG and APP currently operate independently. All of the referenced entities are under common ownership.

cetera.com

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