Sumit Khantwal

About Sumit Khantwal

I am an AML and Financial Crime Compliance professional with over 4 years of experience in SAR/STR filing and Transaction Monitoring and Risk Assessment. My expertise spans across the financial crime lifecycle-covering AML investigations, sanctions and PEP screening, CDD/EDD reviews, and FIU reporting under global compliance frameworks. AML RightSourceCurrently leading complex investigations into high and very-high-risk entities with a focus on Enhanced Due Diligence (EDD), AML compliance, and transaction monitoring. I review suspicious activities, file SARs/STRs, and mentor a team during their nesting period. I ensure regulatory accuracy, conduct open-source research, and handle QA dispute resolution while utilizing tools like, CLEAR, goAML, and Dow Jones. Writing, reviewing, and submitting high-quality Suspicious Activity Reports (SARs) to the National Crime Agency (NCA), ensuring they meet the highest legal and evidential standards. Genpact India Pvt. Ltd.Worked with an Global bank to screen and investigateSWIFT transactions (MT & ISO 20022) and monitor high-value settlements. Performed swift payment screening, escalated true matches, and collaborated with the onshore team on quality assurance. Known for meeting tight SLAs and using tools such as NetReveal, Service Online, and World-Check for transaction monitoring and EDD. Achievements - Client appreciation award for BEST of the BESTKnowledge award Bronze medal

Experience

1. Quality Assurance Specialist

   AML RightSource

   Oct 2025 — Present · grugram, IN

   Conduct end-to-end transaction monitoring investigations and SAR filings under the Global Financial CrimeCompliance framework.Prepare SAR narratives and file SARS/ STRs via goAML and NCA portals, ensuring alignment with BSA/AML and global AML/CTF regulations.Mentor and manage a team of newly hired analysts, perform quality checks, provide feedback, and ensure consistent adherence to SOPs.Execute Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for high-risk clients, and perform sanctions, PEP, and adverse media screening using CLEAR and Dow Jones tools.Review and analyze transactions to identify suspicious activities, including potential money laundering, terrorist financing, or fraud behavior.Deliver training sessions on SAR drafting, AML typologies, red flags, and regulatory updates to strengthen team capability.Maintain detailed case documentation in Hummingbird for audit readiness and compliance requirements.Conduct customer profiling and risk assessments, adherence to global AML regulations and compliance across NA, EMEA, and APAC jurisdictions.

Education

• Hemwati Nandan Bahuguna Garhwal University

  Bsc computer science, Computer Science

Skills

• Wordpress
• Mysql
• Core Java
• Microsoft Office
• Web Development
• SEO
• Html
• Css
• Web Design
• Php
• Python
• Social Media