Sumit Tyagi

Experience

1. Aml Analyst

   TP

   Aug 2025 — Present · Mumbai, IN

   AML Analyst | Client: Trade Republic (FinTech – EU Market)Current RoleConduct ongoing AML, CDD, and EDD reviews for retail and investment clients in line with EU AML Directives, FATF guidelines, and internal compliance policies.Perform KYC verification of individual and corporate clients, including identity validation, address checks, and document authentication.Monitor and analyze transaction activity to identify unusual or suspicious behavior related to fraud, money laundering, or terrorist financing.Perform sanctions and PEP screening using compliance tools and assess potential risks based on geographic, transactional, and customer risk factors.Investigate alerts and prepare clear, well-documented case narratives with risk assessments and recommended actions.Support Suspicious Activity Report (SAR/STR) drafting by providing accurate analysis and supporting evidence to senior compliance teams.Maintain strict adherence to regulatory timelines, quality standards, and audit requirements.Collaborate with cross-functional teams to resolve KYC/AML discrepancies and improve operational efficiency.Ensure high accuracy and confidentiality while handling sensitive customer and financial data.

Education

• University of Mumbai

  Bachelor of accounting and finance , Commerce

• Aditya Institute of Management Studies & Research (AIMSR)

  Master of Business Administration - MBA, Finance