Sumit Hajare
Capital Markets Surveillance
- Role
- Manager at Citi
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Sumit Hajare
Currently working in Independent Compliance and Risk Management team (ICRM) as a Manager.My role involves Monitoring and Surveillance of Equity products for APAC countries (Australia, Hong Kong, China, Singapore etc.). Also worked on Fixed Income Products like Government securities, Sovereign bonds, Corporate Bonds and Credit Default Swaps (CDS) and monitoring of Forex Surveillance as well
Experience
Manager
Nov 2025 — Present · Mumbai, IN
Monitor trading and communications around syndicate deals (IPOs, debt issuances)* Enforce information barrier (Chinese wall) controls to prevent misuse of confidential information* Identify and investigate potential insider trading, information leakage, and conflicts of interest* Review activity against restricted and watch lists during deal lifecycles* Escalate suspicious cases and support compliance reporting and audits
Education
Rustomjee Business School
Master of Business Administration - MBA, Finance, General
2016 — 2018
Mumbai University Mumbai
Bachelor of Management Studies
2011 — 2014
Skills
- Equities
- Financial Modeling
- Microsoft Excel
- Portfolio Management
- Corporate Finance
- Risk Management
- Team Management
- Capital Markets
- Derivatives
- Financial Analysis
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