Shubham Sumbe
AML Specialist | Financial Crime Analyst | Risk Assessment | Transaction Monitoring
- Role
- Aml Compliance Analyst at BNY
- Location
- Pune District, MH, IN
- LinkedIn followers
- 500 followers
About Shubham Sumbe
I am an experienced Analyst with over 4 years of expertise in banking operations, KYC…
Experience
Aml Compliance Analyst
Apr 2024 — Present · Pune, IN
Monitoring and Reviewing Account Activity: Conduct detailed reviews of client account activities to detect suspicious transactions, irregularities, or compliance breaches. • Risk Assessment: Identify and mitigate potential risks associated with fraudulent or illegal activities within account transactions. • Data Analysis: Analyse account data to identify patterns, trends, and anomalies that may require further investigation. • Reporting: Prepare reports on account activity, findings, and recommendations for escalation, collaborating with Compliance and Legal teams. • Regulatory Compliance: Ensure that account activities comply with AML, KYC, and other financial regulations and internal policies. • Collaboration: Work closely with Compliance, Legal, and Fraud Prevention teams to address and escalate issues effectively. • Documentation: Maintain accurate records of account reviews, findings, and actions taken to support audits and regulatory reviews. • Client Communication: Liaise with clients to clarify transactions or request additional information as necessary. • Continuous Improvement: Recommend and implement process improvements to enhance review efficiency and accuracy.
Education
Savitribai Phule Pune University
B.COM
2015 — 2018
Maharashtra State Board of Secondary and Higher Secondary Education (MSBSHSE)
12TH
2014 — 2015
B.P.H.E.Societys Ahmednagar College, Ahmednagar Research Centre, Ahmednagar
M.COM
2018 — 2020
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