Sukhmani Kaur

Investment Specialist @TD

Toronto, ON, CA

Serving as a primary point of contact for investment advisory and trade executions, fostering strong client relationships through proactive communication, in-depth financial analysis, and the implementation of strategic investment solutions tailored to individual client needs. Administering various registered investment accounts, including RDSP, RRIF, and RESP, RRSP processing transactions, managing reconciliations, and providing client support, while also handling special processing needs and performing additional assigned duties. Processing all GIC, Mutual Funds requests submitted in a timely and accurate manner, adhering to established protocols. Conduct reconciliation of GIC positions, ensuring accuracy by reconciling bank payments with GIC reports and verifying proper documentation and authorization for request processing. Performing administrative trade processing and ensuring adherence to the policy and procedures manual for the Settlement Services team. Proficient in performing KYC (Know Your Customer) procedures for opening new investment accounts, including GIC and mutual funds, ensuring compliance with regulatory requirements. Handling requests with a sense of urgency and demonstrating accountability for timely and effective resolution. Utilizing technology to enhance the client experience, drive sales, improve retention rates, and taking proactive ownership of resolving or preventing banking issues for clients. Fulfilling other duties as assigned as needed.