Sujal Chatap
Article Assistant @DHC | Desai Haribhakti
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WORK HISTORY
Article Assistant @DHC | Desai Haribhakti
Mumbai, IN
Broking Audit of a listed Stock Broker for reporting to NSE, BSE, MCX, & NCDEX.•Performed tests to verify margin collections, and reporting practices are as per regulatory standards.•Reviewed margin penalties to identify instances of non-compliance and ensure adherence to regulatory requirements.•Reviewed bank books to monitor fund movements, identifying and investigating any unusual or irregular transactions.•Assisted in the preparation of audit reports and communicated findings to senior auditors and clients.SEBI Inspection of merchant bankers concerning the issuance of non-convertible securities (Debentures), ensuring compliance with SEBI regulations and guidelines.Conducted Internal audit covering areas namely Procure-to-Pay, CSR Expenditure and Statutory Compliance. Prepared a comprehensive PowerPoint presentation identifying deficiencies in internal controls and recommended corrective measures to address gaps, and enhance operational efficiency.
EDUCATION
The Institute of Chartered Accountants of India
Business/Commerce, General
ICAI
CA Intermediate
The Institute of Chartered Accountants of India
Accounting
Rashtrasant Tukadoji Maharaj Nagpur University (RTMNU)
Bachelor of Commerce - BCom
The Institute of Chartered Accountants of India
Business/Commerce, General
RTMNU
B. Com
SGHPS
Class X
CBSE The Swaminarayan School
Class XII
ABOUT SUJAL CHATAP
At DHC, my focus on capital markets and regulatory compliance has been paramount in conducting thorough reviews of broker audits and SEBI inspections. Ensuring adherence to stringent financial standards, my role involves meticulous transaction monitoring and the preparation of detailed audit reports. My academic journey at Rashtrasant Tukadoji Maharaj Nagpur University, combined with specialized training from The Institute of Chartered Accountants of India, has equipped me with a robust foundation in accounting and finance. These competencies, coupled with my recent Corporate Finance Fundamentals certification, empower our team to uphold the integrity of financial strategies and operations.
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