Sudhal Sethy
Senior Compliance Manager @ICICI Bank
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WORK HISTORY
Senior Compliance Manager @ICICI Bank
ICICI BANK LTD BKC tower Mumbai, IN
compliance group in Senior compliance manager in RBI inspection team in central compliance group.banking professional with 8years experience in RBI regulatory compliance and implementation of RBI guidelines.conduct of business, conduct governance, customer Conduct, Market Conduct. Risk Assessment- Governance and Oversight, Effectiveness of Board Function, Assessment of Board Level Committees, Oversight of Senior Management, Assurance functions, Risk Management, Compliance function, Compliance Culture, Internal Audit, Business Model and Strategy Business Risk- Credit Risk, Market Risk, Liquidity Risk, Operational Risk, Governance risk and Other Pillar-II Risks Annexures-(1) Statement of Liabilities and Assets,(2) Non-Performing Assets (NPA)(3)Break-up of Earnings,(4) Summary of Divergences,(5) Details of Financial Divergence(6) Details of Non-Compliance,(7) Segment Reporting (8) Outside Liabilities,(9) Assessed Net Worth,(10) Assessed CRAR and Leverage Ratio,(11) Summary of Frauds.(12) List of Instances (13) Miscellaneous
EDUCATION
Utkal University, Bhubaneswar
mcom(accounts), English
Xavier institute of management bhubaneswar
MBA (FINANCE)MCOM(ACCOUNTS)LLB, ENGLISH
SKILLS
ABOUT SUDHAL SETHY
compliance group in Senior compliance manager in RBI inspection team in central…
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