Subhankar Chowdhury
VP Compliance-Ex-ICICI Securities|| Ex-NSE
- Role
- Vice President Compliance at Kotak Neo
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Subhankar Chowdhury
MBA with over 10 years of experience in regulatory function of Stock Exchange with expertise in on-field audits, fraud investigation, monitoring stock broker compliance, handling investor complaints, mediation between investors and stock brokers. Worked with Compliance team to monitor stock brokers to detect frauds, mis-use of clients’ assets including early detection of financial stress in business. Accomplished in assessing business risk with demonstrated exposure in detecting frauds in Financial Services sector. Conducted fraud investigation programs, performed process improvement reviews and partnered regulator and spearheaded a team of multiple regulatory bodies in audits of stock brokers.Currently working as a part of Compliance Team of Kotak Securities Ltd, Mumbai
Experience
Vice President Compliance
Dec 2024 — Present · Mumbai, IN
Education
Jermels Academy
Secondary Education, General Studies
1992 — 2002
University of Calcutta
Bachelor's Degree, Accounting and Finance
2004 — 2007
Kendriya Vidyalaya
High School, Science
2002 — 2004
Praxis Business School, Kolkata
Master of Business Administration (M.B.A.), Finance, General
2009 — 2011
Skills
- Banking
- Mutual Funds
- Risk Management
- Team Management
- Financial Risk
- Equities
- Market Research
- Corporate Finance
- Derivatives
- Financial Analysis
- Business Strategy
- Fx Options
- Mis
- Financial Modeling
- Capital Markets
- Business Analysis
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