Subash V

About Subash V

A strategy-oriented senior executive with over 40 years of extensive experience in Corporate Finance, Trade Finance, Account Management, Credit, Customer Relations, Strategic Leadership, Team Development, Training, Problem Solving, Anti-Fraud, Know Your Customer (KYC), Anti-Money Laundering (AML), and Regulatory Compliance—a diligent, perceptive professional focused on due diligence, critical thinking, and problem-solving. An independent and strategic thinker committed to driving organizational success. Proficient in presenting audit reports to the Audit Committee of the Board and collaborating with the LODR team for IPO preparation and implementation of SEBI guidelines. Served as a trusted advisor to key board committees. Holds certifications such as Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Corporate Director, Proficiency Certificate holder as Independent Director from IICA and other important certifications, with a comprehensive understanding of regulatory compliance, encompassing laws and statutory regulations related to financial management, operations, audit, and compliance. Demonstrated strong stakeholder engagement skills, having forged business partnerships that drive value. Has significantly influenced risk management processes, enhanced the internal control framework, and ensured accountability for results. Led the Enterprise Risk Management initiative, resulting in the senior leadership team and board\'s assessment of key business risks and the development of appropriate risk responses. Extensive experience in overseeing financial matters, including the preparation of financial statements and annual operating budgets. Possesses an in-depth understanding of business processes, auditing standards, and associated risk and control frameworks. Successfully fostered and maintained client relationships to facilitate audit execution and initiated discussions to gain deeper insights into business units, identifying potential areas of audit impact. Developed and implemented a risk-based audit strategy in alignment with the Standards for the Professional Practice of Internal Auditing, guidelines, and industry best practices. Provided financial oversight, identifying deficiencies in monitoring processes across Compliance, Anti-Money Laundering, Market Risk, Credit Risk, Operations Risk, Account Management, and revenue generation functions. Addressed significant deficiencies in IT Security, leading to the establishment of stringent Information Security policies and procedures

Experience

1. Dy Head Internal Audit

   AU SMALL FINANCE BANK

   Apr 2024 — Present · Bangalore, IN

   Strategy-driven, Senior professional with over 40 years of rich experience in Corporate Finance, Trade Finance, Account Management, Credit, Customer Relations, Strategic Leadership, Team Building, Training, Problem Solving, Anti-Fraud, Know Your Customer (KYC), Anti Money Laundering (AML), Internal Audit, Risk Management and Regulatory ComplianceKeen Observer with a habit of Due Diligence, Critical thinking and Problem-solvingIndependent and Strategic thinker focused on positively impacting company success Coordinated with the LODR team for IPO and SEBI guidelines implementationTrusted advisor to relevant Board Committees, presented audit reports to ACBComprehensive understanding of Regulatory compliance (laws and statutory regulations pertaining to financial management, operations, audit, and compliance)Strong stakeholder engagement skills: Built business partnerships that added valueRisk Management: influenced change that enhanced risk management, internal control framework, and improved liability for resultsLed Enterprise Risk Management initiative, culminating in assessment by Senior Leadership team and Board of key business risks and development of appropriate risk responsesExperienced in managing financial matters involving the preparation of financial statements and annual operating budgetsPossess a thorough understanding of business processes, auditing standards, and related risk and control frameworksDeveloped and implemented a risk-based audit strategy in accordance with the Standards for the Professional Practice of Internal Auditing, guidelines, and best practicesFinancial Oversight; Identified deficiencies in monitoring processes for functions such as Compliance, Anti Money Laundering, Market Risk, Credit Risk, Operations Risk, Account Management, and revenue generation for the bankCybersecurity & IT: Identified significant deficiencies in IT Security, resulting in the establishment of tightened Information Security policies and procedures.

Education

• University of Madras

  B.Sc, Mathematics, Physics & Chemistry

  1990

• University of Madras

  Diploma, Labor Laws

  1990

• Indian Institute of Foreign Trade

  MBA, International Business

  2001 — 2004

• University of Madras

  Master of Arts , Economics

  1995

• Annamalai University

  Post Graduate Diploma , Personnel Management

  1990