Stuart Holman
Managing Director @Kroll
London, GB
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Jan 2026 — Present
Managing Director @Kroll
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London, GB
EDUCATION
1989 — 1991
City of London Polytechnic
Bachelor of Laws (LLB), Business Law
1992 — 1993
College of Law Guildford
Law Society Finals
1991 — 1992
Queen Mary University of London
Master of Laws (LLM), Corporate and Commercial Law
SKILLS
AnalysisSecuritiesCapital MarketsFinancial RiskFsaRegulatory RequirementsFinancial ServicesRisk ManagementDue DiligenceAuthorisationsOperational RiskGovernanceAmlComplianceInvestment BankingCompliance MonitoringRegulatory DocumentationCorporate GovernanceFinancial RegulationKycRegulatory ComplianceAnti Money LaunderingManagementPrivate EquityAuthorization
ABOUT STUART HOLMAN
I specialise in helping firms to obtain authorisation, vary their permissions or to seek approval for changes in control. I also perform compliance reviews and advise firms from across the wholesale investment business market on FCA Conduct of Business issues. In addition I advise both Senior Managers and their firms on compliance with the Senior Managers Regime.
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