Steve Pisano
Managing Director | Chief Compliance Officer | Principal at Simon Quick Advisors, LLC
- Role
- Managing Director Chief Compliance Officer Principal at Simon Quick Advisors, Llc at Simon Quick Advisors, LLC
- Location
- Morristown, NJ, US
- LinkedIn followers
- 500 followers
About Steve Pisano
FINRA Series 66
Experience
Managing Director Chief Compliance Officer Principal at Simon Quick Advisors, Llc
Aug 2016 — Present · Morristown, NJ, US
I joined the Simon Quick Advisors team in August 2016 after spending the previous 10+ years in various regulatory compliance positions. When I learned about the role at Simon Quick, I was immediately interested in the company’s business model of providing investment advisory services to a wide range of clients. I recognized that the diverse client base of Simon Quick would make the role dynamic and different, and challenge my skills as a seasoned compliance and operations professional.As the firm\'s Chief Compliance Officer, I am responsible for ensuring that the firm stays within compliance with regulatory rules and requirements. The regulatory landscape is always changing and staying on top of new regulations can be challenging. I bring with me nearly two decades of focused compliance knowledge and regulatory expertise to the organization and strive every day to be a valued member of the team.
Education
York College of Pennsylvania
Bachelor of Arts - BA
Pace University - Lubin School of Business
Master of Business Administration - MBA
Seton Hall University School of Law
Doctor of Law - JD
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