Steven Longo
- Role
- Global Head of Cib Surveillance at Wells Fargo
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Steven Longo
SENIOR COMPLIANCE, SUPERVISION, AUDIT AND RISK EXECUTIVE Established track record…
Experience
Global Head of Cib Surveillance
Mar 2023 — Present
Skills
- Supervision
- Market Commentary
- Validation
- Internal Audit
- Trade Reporting
- Communication with the Public
- Error Management
- Securities Regulation
- Equities
- Books and Records
- Electronic Trading
- Compliance
- Trader Mandates
- Suitability
- Clearly Erroneous
- Trade Ideas
- Heightened Supervision
- Risk Management
- 15c3-5
- Portfolio Trading
- Customer Complaints
- Operational Risk Management
- Securities Fraud
- Market Manipulations
- Cash Trading
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