Steven Longo

Steven Longo

Role
Global Head of Cib Surveillance at Wells Fargo
Location
New York, NY, US
LinkedIn followers
500 followers

About Steven Longo

SENIOR COMPLIANCE, SUPERVISION, AUDIT AND RISK EXECUTIVE Established track record…

Experience

  1. Global Head of Cib Surveillance

    Wells Fargo

    Mar 2023 — Present

Skills

  • Supervision
  • Market Commentary
  • Validation
  • Internal Audit
  • Trade Reporting
  • Communication with the Public
  • Error Management
  • Securities Regulation
  • Equities
  • Books and Records
  • Electronic Trading
  • Compliance
  • Trader Mandates
  • Suitability
  • Clearly Erroneous
  • Trade Ideas
  • Heightened Supervision
  • Risk Management
  • 15c3-5
  • Portfolio Trading
  • Customer Complaints
  • Operational Risk Management
  • Securities Fraud
  • Market Manipulations
  • Cash Trading

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