Steven Slomnicki
- Role
- Senior Compliance Officer at Millennium
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Steven Slomnicki
Investment Management and Financial Services professional working in Compliance…
Experience
Senior Compliance Officer
May 2012 — Present
Education
City University of New York-College of Staten Island
Bachelor’s Degree
Skills
- Expert Networks
- Financial Regulation
- Securities
- Securities Regulation
- Ofac
- Syndicate
- Surveillance
- Sec Rule 105
- Aml
- Kyc
- Regulatory Reporting
- Trading
- Finra
- Risk Management
- Sec
- Investment Banking
- Sec Compliance
- Trading Systems
- Bank Secrecy Act
- Operational Risk
- Regulatory Compliance
- Financial Risk
- Equities
- Trading Floor
- Fraud
- Risk Assessment
- Broker-Dealer
- Options
- Inspection
- Reg M
- USA Patriot Act
- Investment Management
- Wall Crossings
- Regulatory Risk
- Hedge Funds
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